Deals
How the take-private model works
The model learns from 144 buyouts by private-equity firms, sponsor-backed platforms, holdcos and insider groups across 11,725 company-years. It weighs size, goodwill from past acquisitions, activist 13D stakes and what each 10-K says about the business. In backtests on 2020–2024, companies in its top tenth were about 3.8× as likely as average to be taken private.
Which signals showed up before a deal
Every company with at least $500M of public float, as of April 1 each year from 2019 to 2025, scored only on what it had filed by then, including companies since bought and delisted. 541 of 11,725 company-years (4.6%) had a merger proxy, tender offer or going-private filing within the next 12 months. Lift is how much more often that happened when the signal had fired.
| Signal | Fired | Then a deal | Lift |
|---|---|---|---|
| Quiet on AI* | 415 | 7.7% | 1.67× |
| Goodwill-heavy | 966 | 7.5% | 1.62× |
| Active 13D | 943 | 7.0% | 1.52× |
| Dilutive SBC | 2,084 | 6.0% | 1.31× |
| Buyout-sized | 7,107 | 5.8% | 1.26× |
| Net cash | 838 | 4.9% | 1.06× |
| Payouts exceed cash flow | 947 | 4.9% | 1.05× |
| Earnings not backed by cash | 941 | 4.8% | 1.04× |
| Low revenue per employee* | 2,419 | 4.5% | 0.97× |
* Read from the 10-K text, which comes from a sample of 3,244 company-years: every company that later had a deal, plus five random others for each, weighted back up to the full panel. Treat these two as estimates.
Not in the backtest, because their history isn't kept: TSR below peers (pay-versus-performance tables start with fiscal 2022); High CEO pay despite TSR (pay-versus-performance tables start with fiscal 2022); Shareholder dissent (vote results are kept for two years); Net insider selling (form 4s are kept for two years).
| Filed | Company | Form | Acquirer | Price | Premium |
|---|---|---|---|---|---|
| Dec 31, 2019 | Aevi Genomic Medicine, LLC | DEFM14A | Cerecor Inc. | $16.10 | 100% |
| Dec 30, 2019 | NORDNordicus Partners Corp | DEFM14A | Mitsubishi Chemical Performance Polymers, Inc. | $7.25 | — |
| Dec 30, 2019 | Continental Building Products, Inc. | DEFM14A | CertainTeed Gypsum and Ceilings USA, Inc. | $37.00 | 37% |
| Dec 27, 2019 | CENTRAL EUROPEAN MEDIA ENTERPRISES LTD | PREM14A | TV Bidco B.V. | $4.58 | 100% |
| Dec 26, 2019 | KEMET CORP | PREM14A | Yageo Corporation | $27.20 | 43% |
| Dec 26, 2019 | LADENBURG THALMANN FINANCIAL SERVICES INC. | DEFM14A | Advisor Group Holdings, Inc. | $3.50 | — |
| Dec 26, 2019 | WILLIAM LYON HOMES | DEFM14A | Taylor Morrison Home Corporation | $21.45 | 29% |
| Dec 24, 2019 | RBBNRibbon Communications Inc. | PREM14A | — | $414675000.00 | 29% |
| Dec 23, 2019 | Synthorx, Inc. | SC TO-T | Sanofi | — | — |
| Dec 23, 2019 | INSTRUCTURE INC | PREM14A | Thoma Bravo | $47.60 | 48% |
| Dec 23, 2019 | LIBERTY PROPERTY TRUST | DEFM14A | Prologis, Inc. | $61.33 | 61% |
| Dec 20, 2019 | CRAFT BREW ALLIANCE, INC. | PREM14A | Anheuser-Busch Companies, LLC | $16.50 | 99% |
| Dec 20, 2019 | CRAFT BREW ALLIANCE, INC. | SC 13E3 | Anheuser-Busch Companies, LLC | — | — |
| Dec 18, 2019 | Steadfast Income REIT, Inc. | DEFM14A | — | $0.59 | 30% |
| Dec 18, 2019 | TIFFANY & CO | PREM14A | LVMH Moët Hennessy-Louis Vuitton SE | $135.00 | 37% |
| Dec 18, 2019 | Steadfast Apartment REIT III, Inc. | DEFM14A | — | $1.43 | 43% |
| Dec 17, 2019 | NORDNordicus Partners Corp | PREM14A | Mitsubishi Chemical Performance Polymers, Inc. | $7.25 | — |
| Dec 16, 2019 | Audentes Therapeutics, Inc. | SC TO-T | Astellas Pharma Inc. | — | — |
| Dec 13, 2019 | ALTGALTA EQUIPMENT GROUP INC. | PREM14A | — | $10.00 | 43% |
| Dec 13, 2019 | WBQNLWoodbridge Liquidation Trust | SC TO-T | Woodbridge Liquidity Option, LLC | — | — |
| Dec 13, 2019 | Pattern Energy Group Inc. | PREM14A | Canada Pension Plan Investment Board | $26.75 | 15% |
| Dec 12, 2019 | TOROTEL INC | PREM14A | Standex International Corporation | $7.77 | 600% |
| Dec 12, 2019 | FITBIT, INC. | DEFM14A | Google LLC | $7.35 | — |
| Dec 12, 2019 | TECH DATA CORP | PREM14A | Apollo Global Management (Apollo Funds via Tiger Midco, LLC) | $145.00 | 30% |
| Dec 11, 2019 | Continental Building Products, Inc. | PREM14A | Compagnie de Saint-Gobain S.A. (via CertainTeed Gypsum and Ceilings USA, Inc.) | $37.00 | — |
| Dec 11, 2019 | Alcentra Capital Corp | DEFM14A | Crescent Capital BDC, Inc. | $0.40 | 1% |
| Dec 11, 2019 | CCAPCrescent Capital BDC, Inc. | DEFM14A | Alcentra Capital Corporation | $11.02 | 1% |
| Dec 10, 2019 | Tiberius Acquisition Corp | PREM14A | International General Insurance Holdings Ltd. | $10.40 | 40% |
| Dec 10, 2019 | VRTVertiv Holdings Co | PREM14A | GS DC Sponsor I LLC | $10.37 | 51% |
| Dec 9, 2019 | SRC Energy Inc. | DEFM14A | PDC Energy, Inc. | $3.67 | 40% |
| Dec 9, 2019 | KBS Real Estate Investment Trust II, Inc. | DEFM14A | — | $3.65 | 15% |
| Dec 9, 2019 | PB Bancorp, Inc. | PREM14A | Centreville Bank | $15.25 | 44% |
| Dec 6, 2019 | LADENBURG THALMANN FINANCIAL SERVICES INC. | PREM14A | Advisor Group Holdings, Inc. | $3.50 | — |
| Dec 6, 2019 | Innophos Holdings, Inc. | DEFM14A | One Rock Capital Partners, LLC | $32.00 | 32% |
| Dec 6, 2019 | SJScienjoy Holding Corp | PREM14A | — | $10.12 | 101% |
| Dec 6, 2019 | Aircastle LTD | SC 13E3 | Marubeni Corporation | — | — |
| Dec 6, 2019 | Aircastle LTD | PREM14A | MM Air Limited | $32.00 | — |
| Dec 5, 2019 | MEDICINES CO /DE | SC TO-T | Novartis AG | — | — |
| Dec 4, 2019 | ANIXTER INTERNATIONAL INC | PREM14A | Clayton, Dubilier & Rice | $82.50 | 16% |
| Dec 3, 2019 | CISION LTD. | DEFM14A | Platinum Equity Advisors, LLC | $10.00 | 34% |
| Dec 2, 2019 | ID Auto, Inc. | PREM14A | Blue Valor Limited | $0.00 | — |
| Dec 2, 2019 | Lightstone Value Plus REIT V, Inc. | SC TO-T | Everest REIT Investors I, LLC | — | — |
| Nov 29, 2019 | New Frontier Health Corp | DEFM14A | — | $50.49 | 101% |
| Nov 27, 2019 | IMVTImmunovant, Inc. | DEFM14A | Health Sciences Holdings, LLC | $10.35 | 0% |
| Nov 27, 2019 | YIELD10 BIOSCIENCE, INC. | PREM14A | Jack W. Schuler | $0.13 | — |
| Nov 27, 2019 | GDYNGRID DYNAMICS HOLDINGS, INC. | PREM14A | — | $10.64 | 11% |
| Nov 27, 2019 | Pivotal Software, Inc. | DEFM14A | VMware, Inc. | $15.00 | 15% |
| Nov 26, 2019 | Jagged Peak Energy Inc. | DEFM14A | Parsley Energy, Inc. | $0.45 | 8% |
| Nov 25, 2019 | Diversified Restaurant Holdings, Inc. | DEFM14A | ICV Partners, LLC | $1.05 | 111% |
| Nov 25, 2019 | FITBIT, INC. | PREM14A | Google LLC | $7.35 | — |
| Nov 25, 2019 | Carbonite Inc | SC TO-T | Open Text Corporation | — | — |
| Nov 22, 2019 | PAE Inc | PREM14A | Platinum Equity Advisors, LLC | $10.00 | 100% |
| Nov 21, 2019 | CISION LTD. | PREM14A | Platinum Equity Advisors, LLC | $10.00 | 18% |
| Nov 21, 2019 | ACHILLION PHARMACEUTICALS INC | DEFM14A | Alexion Pharmaceuticals, Inc. | $6.30 | 100% |
| Nov 20, 2019 | LUMOS PHARMA, INC. | PREM14A | — | $1.52 | 50% |
| Nov 18, 2019 | SILVER STAR PROPERTIES REIT, INC | SC TO-T | Everest REIT Investors I, LLC | — | — |
| Nov 15, 2019 | STONEMOR PARTNERS LP | DEFM14A | — | $1.08 | — |
| Nov 15, 2019 | Ra Pharmaceuticals, Inc. | DEFM14A | UCB S.A. | $48.00 | 111% |
| Nov 15, 2019 | KBS Real Estate Investment Trust II, Inc. | PREM14A | — | $3.83 | 25% |
| Nov 14, 2019 | ASTEA INTERNATIONAL INC | DEFM14A | IFS Americas, Inc. | $12.00 | 40% |
| Nov 14, 2019 | Innophos Holdings, Inc. | PREM14A | One Rock Capital Partners | $32.00 | — |
| Nov 14, 2019 | Kinder Morgan Canada Ltd | DEFM14A | Pembina Pipeline Corporation | $0.31 | 31% |
| Nov 13, 2019 | Hall of Fame Resort & Entertainment Co | PREM14A | Gordon Pointe Management, LLC | $10.59 | 100% |
| Nov 12, 2019 | ATLAS TECHNICAL CONSULTANTS, INC. | DEFM14A | Boxwood Sponsor LLC | $10.19 | 100% |
| Nov 12, 2019 | Vitamin Shoppe, Inc. | DEFM14A | Vintage Capital Management, LLC | $6.50 | 43% |
| Nov 12, 2019 | Diversified Restaurant Holdings, Inc. | PREM14A | Patton Wings Intermediate Holdings, LLC | $1.05 | 111% |
| Nov 8, 2019 | Kaleyra, Inc. | DEFM14A | — | $10.47 | 100% |
| Nov 5, 2019 | ACHILLION PHARMACEUTICALS INC | PREM14A | Alexion Pharmaceuticals, Inc. | $8.30 | 100% |
| Nov 5, 2019 | OHA Investment Corp | DEFM14A | Portman Ridge Finance Corporation | $8000.00 | 0% |
| Nov 4, 2019 | Pressburg, LLC | DEFM14A | Citizen Energy Operating, LLC | $1.52 | — |
| Nov 4, 2019 | AROTECH CORP | DEFM14A | Greenbriar Equity Group, L.P. | $3.00 | 30% |
| Nov 1, 2019 | TWO RIVER BANCORP | DEFM14A | OceanFirst Financial Corp. | $5.38 | 21% |
| Nov 1, 2019 | Ra Pharmaceuticals, Inc. | PREM14A | UCB S.A. | $48.00 | 111% |
| Oct 30, 2019 | UNITED COMMUNITY FINANCIAL CORP | DEFM14A | First Defiance Financial Corp. | $30.87 | 32% |
| Oct 30, 2019 | SemGroup Corp | DEFM14A | Energy Transfer LP | $6.80 | 31% |
| Oct 28, 2019 | Fibrocell Science, Inc. | DEFM14A | Castle Creek Pharmaceutical Holdings, Inc. | $3.00 | — |
| Oct 28, 2019 | Carolina Trust BancShares, Inc. | DEFM14A | — | $10.57 | 5% |
| Oct 28, 2019 | INDUSTRIAL PROPERTY TRUST | SC TO-T | Everest REIT Investors I, LLC | — | — |
| Oct 28, 2019 | Altera Infrastructure L.P. | SC 13E3 | BROOKFIELD ASSET MANAGEMENT INC. | — | — |
| Oct 25, 2019 | Pressburg, LLC | PREM14A | Citizen Energy Operating, LLC | $1.52 | 52% |
| Oct 25, 2019 | Viacom Inc. | DEFM14A | ViacomCBS Inc. | — | — |
| Oct 25, 2019 | ASTEA INTERNATIONAL INC | PREM14A | IFS Americas, Inc. | $12.00 | 100% |
| Oct 23, 2019 | AHCOAdaptHealth Corp. | DEFM14A | Deerfield/RAB Ventures LLC | — | — |
| Oct 23, 2019 | AROTECH CORP | PREM14A | Greenbriar Equity Group, L.P. | $3.00 | 100% |
| Oct 22, 2019 | Bancorp of New Jersey, Inc. | DEFM14A | ConnectOne Bancorp, Inc. | $16.25 | 31% |
| Oct 22, 2019 | Rich Uncles Real Estate Investment Trust I | DEFM14A | RW Holdings NNN REIT, Inc. | $10.16 | 24% |
| Oct 21, 2019 | INDUSTRIAL PROPERTY TRUST | DEFM14A | — | $12.54 | 31% |
| Oct 21, 2019 | RECYCLING ASSET HOLDINGS, INC. | DEFM14A | River Metals Recycling LLC | $23300000.00 | 30% |
| Oct 18, 2019 | Milacron Holdings Corp. | DEFM14A | Hillenbrand, Inc. | $16.49 | 23% |
| Oct 17, 2019 | AVEDRO INC | DEFM14A | Glaukos Corporation | $23.30 | 37% |
| Oct 16, 2019 | SUNLINK HEALTH SYSTEMS INC | SC 13E3 | — | — | — |
| Oct 11, 2019 | EMPIRE RESORTS INC | DEFM14A | Hercules Topco LLC | $9.74 | 100% |
| Oct 11, 2019 | Dova Pharmaceuticals Inc. | SC TO-T | Swedish Orphan Biovitrum AB (publ) | — | — |
| Oct 11, 2019 | Fibrocell Science, Inc. | PREM14A | Castle Creek Pharmaceutical Holdings, Inc. | $3.00 | — |
| Oct 11, 2019 | CAESARS HOLDINGS, INC. | DEFM14A | Eldorado Resorts, Inc. | $11.87 | 14% |
| Oct 10, 2019 | Pivotal Software, Inc. | PREM14A | VMware, Inc. | $15.00 | — |
| Oct 10, 2019 | Pivotal Software, Inc. | SC 13E3 | VMware, Inc. | — | — |
| Oct 10, 2019 | Gannett Media Corp. | DEFM14A | New Media Investment Group Inc. | $6.25 | 43% |
| Oct 9, 2019 | CARRIZO OIL & GAS INC | DEFM14A | Callon Petroleum Company | $13.12 | 31% |
| Oct 8, 2019 | American Virtual Cloud Technologies, Inc. | PREM14A | Stratos Management Systems, Inc. | $0.00 | — |
| Oct 8, 2019 | ECOLOGY & ENVIRONMENT INC | DEFM14A | WSP Global Inc. | $15.00 | 48% |
| Oct 7, 2019 | Presidio, Inc. | DEFM14A | BC Partners Advisors L.P. | $16.60 | 23% |
| Oct 4, 2019 | GENOMIC HEALTH INC | DEFM14A | Exact Sciences Corporation | $27.50 | 30% |
| Oct 4, 2019 | AVON PRODUCTS INC | DEFM14A | Natura &Co Holding S.A. | $4.93 | 49% |
| Oct 3, 2019 | CCAPCrescent Capital BDC, Inc. | PREM14A | — | $3.18 | 100% |
| Oct 3, 2019 | Alcentra Capital Corp | PREM14A | Crescent Cap Advisors, LLC | $11.02 | 1% |
| Oct 2, 2019 | IMVTImmunovant, Inc. | PREM14A | — | $9.96 | 0% |
| Oct 2, 2019 | HFFGHF Foods Group Inc. | DEFM14A | — | $13.30 | 100% |
| Sep 30, 2019 | Vitamin Shoppe, Inc. | PREM14A | Vintage Capital Management, LLC | $6.50 | 43% |
| Sep 27, 2019 | Highpower International, Inc. | DEFM14A | Essence International Capital | $4.80 | 100% |
| Sep 27, 2019 | CMPRCIMPRESS plc | DEFM14A | — | $0.00 | — |
| Sep 26, 2019 | GTECGreenland Technologies Holding Corp. | DEFM14A | Zhongchai Holding (Hong Kong) Limited | $10.16 | 17% |
| Sep 26, 2019 | Corindus Vascular Robotics, Inc. | DEFM14A | Siemens Medical Solutions USA, Inc. | $4.28 | 77% |
| Sep 26, 2019 | ECOLOGY & ENVIRONMENT INC | PREM14A | WSP Global Inc. | $15.00 | 48% |
| Sep 25, 2019 | Oritani Financial Corp | DEFM14A | Valley National Bancorp | $1.60 | — |
| Sep 24, 2019 | EMPIRE RESORTS INC | SC 13E3 | Hercules Topco LLC | — | — |
| Sep 24, 2019 | HLSQTessera Defense & Homeland Security Inc. | DEFM14A | BiomX Ltd. | $9.80 | 89% |
| Sep 24, 2019 | OLD LINE BANCSHARES INC | DEFM14A | Wesbanco, Inc. | $29.56 | 61% |
| Sep 24, 2019 | EMPIRE RESORTS INC | PREM14A | Hercules Topco LLC | $9.74 | 100% |
| Sep 23, 2019 | ALDER BIOPHARMACEUTICALS INC | SC TO-T | H LUNDBECK A S | — | — |
| Sep 23, 2019 | CAMBREX CORP | DEFM14A | Permira Advisers LLC | $60.00 | 47% |
| Sep 23, 2019 | Ashford Inc. | DEFM14A | — | $275000000.00 | 100% |
| Sep 19, 2019 | NRC GROUP HOLDINGS CORP. | DEFM14A | US Ecology, Inc. | $12.00 | 120% |
| Sep 18, 2019 | Kinder Morgan Canada Ltd | PREM14A | Pembina Pipeline Corporation | $11.17 | 31% |
| Sep 17, 2019 | INTERNATIONAL SPEEDWAY CORP | DEFM14A | NASCAR Holdings, Inc. | $45.00 | — |
| Sep 17, 2019 | MEDPMedpace Holdings, Inc. | SC TO-T/A | Medpace Investors, LLC | — | — |
| Sep 17, 2019 | LegacyTexas Financial Group, Inc. | DEFM14A | Prosperity Bancshares, Inc. | $43.79 | 8% |
| Sep 17, 2019 | PBPROSPERITY BANCSHARES INC | DEFM14A | — | $6.28 | 31% |
| Sep 16, 2019 | Allergan plc | DEFM14A | AbbVie Inc. | $120.30 | 64% |
| Sep 13, 2019 | Wesco Aircraft Holdings, Inc | DEFM14A | Platinum Equity Advisors, LLC | $11.05 | 14% |
| Sep 13, 2019 | OHA Investment Corp | PREM14A | Portman Ridge Finance Corporation | $8000000.00 | — |
| Sep 12, 2019 | NAVIGANT CONSULTING INC | DEFM14A | Veritas Capital Fund Management, L.L.C. | $28.00 | 16% |
| Sep 12, 2019 | INDUSTRIAL PROPERTY TRUST | PREM14A | Prologis, L.P. | $12.18 | 31% |
| Sep 11, 2019 | Castle Brands Inc | SC TO-T | Rook Merger Sub, Inc. | — | — |
| Sep 11, 2019 | PARKER DRILLING CO /DE/ | SC 13E3 | — | — | — |
| Sep 11, 2019 | New Frontier Health Corp | PREM14A | — | $50.49 | 50% |
| Sep 10, 2019 | RAYTHEON CO/ | DEFM14A | United Technologies Corporation | $2.33 | — |
| Sep 10, 2019 | RUDOLPH TECHNOLOGIES INC | DEFM14A | Nanometrics Incorporated | $0.80 | 30% |
| Sep 10, 2019 | Presidio, Inc. | PREM14A | BC Partners Advisors L.P. | $16.00 | 18% |
| Sep 9, 2019 | Monotype Imaging Holdings Inc. | DEFM14A | HGGC, LLC | $19.85 | 31% |
| Sep 9, 2019 | CNL Healthcare Properties II, Inc. | SC TO-T | Everest REIT Investors I, LLC | — | — |
| Sep 9, 2019 | OMNOVA SOLUTIONS INC | DEFM14A | Synthomer plc | $10.15 | 61% |
| Sep 9, 2019 | DryShips Inc. | SC 13E3 | SPII Holdings Inc. | — | — |
| Sep 6, 2019 | ISRAMCO INC | DEFM14A | Naphtha Israel Petroleum Corporation Ltd. | $121.40 | 19% |
| Sep 6, 2019 | CAMBREX CORP | PREM14A | Permira Advisers LLC | $60.00 | 47% |
| Sep 6, 2019 | King Merger Sub II LLC | DEFM14A | Keane Group, Inc. | $1.61 | 30% |
| Sep 6, 2019 | Carbon Black, Inc. | SC TO-T | VMware, Inc. | — | — |
| Sep 6, 2019 | United Financial Bancorp, Inc. | DEFM14A | People’s United Financial, Inc. | $0.88 | 88% |
| Sep 5, 2019 | Ashford Inc. | PREM14A | — | $11.00 | 100% |
| Aug 30, 2019 | Corindus Vascular Robotics, Inc. | PREM14A | Siemens Medical Solutions USA, Inc. | $4.28 | 77% |
| Aug 30, 2019 | NAVIGANT CONSULTING INC | PREM14A | Guidehouse LLP (affiliate of Veritas Capital) | $28.00 | 17% |
| Aug 29, 2019 | Wesco Aircraft Holdings, Inc | PREM14A | Platinum Equity Advisors, LLC | $11.05 | 14% |
| Aug 28, 2019 | CONDOR HOSPITALITY TRUST, INC. | DEFM14A | NHT Operating Partnership LLC | $11.10 | 34% |
| Aug 27, 2019 | Advanced BioEnergy, LLC | DEFM14A | Glacial Lakes Energy, LLC | $0.40 | 40% |
| Aug 26, 2019 | Monotype Imaging Holdings Inc. | PREM14A | HGGC, LLC | $19.85 | 31% |
| Aug 22, 2019 | DNB FINANCIAL CORP /PA/ | DEFM14A | S&T Bancorp, Inc. | $43.59 | 8% |
| Aug 21, 2019 | CMPRCIMPRESS plc | PREM14A | — | $0.00 | 0% |
| Aug 20, 2019 | GENESEE & WYOMING INC | DEFM14A | Brookfield Infrastructure and GIC SI | $112.00 | 40% |
| Aug 20, 2019 | ATLAS TECHNICAL CONSULTANTS, INC. | PREM14A | MIHI LLC | $10.15 | 100% |
| Aug 20, 2019 | Peak Resorts Inc | DEFM14A | Vail Holdings, Inc. | $11.00 | 116% |
| Aug 19, 2019 | AHCOAdaptHealth Corp. | PREM14A | Deerfield/RAB Ventures LLC | — | — |
| Aug 19, 2019 | STEWARDSHIP FINANCIAL CORP | DEFM14A | Columbia Financial, Inc. | $15.75 | — |
| Aug 19, 2019 | INDUSTRIAL PROPERTY TRUST | SC TO-T | Everest REIT Investors I, LLC | — | — |
| Aug 16, 2019 | SPEEDWAY MOTORSPORTS LLC | SC TO-T | SONIC FINANCIAL CORP | — | — |
| Aug 16, 2019 | OMNOVA SOLUTIONS INC | PREM14A | Synthomer plc | $10.15 | — |
| Aug 16, 2019 | SPEEDWAY MOTORSPORTS LLC | SC 13E3 | Sonic Financial Corporation | — | — |
| Aug 16, 2019 | Advanced BioEnergy, LLC | PREM14A | Glacial Lakes Energy, LLC | $11.50 | 100% |
| Aug 15, 2019 | MEDPMedpace Holdings, Inc. | SC TO-T/A | Medpace Investors, LLC | — | — |
| Aug 15, 2019 | Tower International, Inc. | SC TO-T | KPS Investors IV, Ltd. | — | — |
| Aug 14, 2019 | Highpower International, Inc. | SC 13E3 | HPJ Parent Limited | — | — |
| Aug 14, 2019 | NorthStar Realty Europe Corp. | DEFM14A | AXA Investment Managers - Real Assets | $17.03 | 28% |
| Aug 14, 2019 | Highpower International, Inc. | PREM14A | HPJ Parent Limited | $4.80 | 49% |
| Aug 13, 2019 | ATRM Holdings, Inc. | DEFM14A | Digirad Corporation | $0.03 | — |
| Aug 13, 2019 | MIDSOUTH BANCORP INC | DEFM14A | Hancock Whitney Corporation | $12.91 | 30% |
| Aug 13, 2019 | Corporate Capital Trust II | DEFM14A | FS Investment Corporation II | — | — |
| Aug 13, 2019 | FS Investment Corp III | DEFM14A | — | — | — |
| Aug 13, 2019 | FS Investment Corp IV | DEFM14A | — | — | — |
| Aug 13, 2019 | iFresh Inc | DEFM14A | Xiaotai International Investment Inc. | $0.00 | — |
| Aug 12, 2019 | Allergan plc | PREM14A | AbbVie Inc. | $120.30 | 45% |
| Aug 9, 2019 | CONDOR HOSPITALITY TRUST, INC. | PREM14A | NHT Operating Partnership LLC | $11.10 | 34% |
| Aug 8, 2019 | EMC INSURANCE GROUP INC | DEFM14A | Employers Mutual Casualty Company | $36.00 | 50% |
| Aug 8, 2019 | Banco Santander Mexico S.A., Institucion de Banca Multiple, Grupo Financiero Santander Mexico | SC TO-T | Banco Santander, S.A. | — | — |
| Aug 7, 2019 | SOTHEBYS | DEFM14A | BidFair USA LLC | $57.00 | 61% |
| Aug 7, 2019 | Acacia Communications, Inc. | DEFM14A | Cisco Systems, Inc. | $70.00 | — |
| Aug 6, 2019 | Del Frisco's Restaurant Group, Inc. | DEFM14A | L Catterton Management Limited | $8.00 | 22% |
| Aug 5, 2019 | SMTA Liquidating Trust | DEFM14A | Hospitality Properties Trust (HPT) | $2400000000.00 | 100% |
| Aug 5, 2019 | GENESEE & WYOMING INC | PREM14A | Brookfield Infrastructure and GIC SI | $112.00 | 40% |
| Aug 2, 2019 | Peak Resorts Inc | PREM14A | Vail Holdings, Inc. | $11.00 | 116% |
| Aug 2, 2019 | EL PASO ELECTRIC CO /TX/ | DEFM14A | Infrastructure Investments Fund | $68.25 | 17% |
| Aug 1, 2019 | NorthStar Realty Europe Corp. | PREM14A | AXA Investment Managers - Real Assets | $20.75 | 26% |
| Aug 1, 2019 | ISRAMCO INC | SC 13E3 | Naphtha Israel Petroleum Corporation Ltd. | — | — |
| Jul 31, 2019 | Kaleyra, Inc. | PREM14A | — | $10.37 | 38% |
| Jul 30, 2019 | ASV HOLDINGS, INC. | DEFM14A | Yanmar America Corporation | $7.05 | — |
| Jul 30, 2019 | SHUTTERFLY INC | DEFM14A | Photo Holdings, LLC | $51.00 | 31% |
| Jul 29, 2019 | INDUSTRIAL PROPERTY TRUST | SC TO-T | Everest REIT Investors I, LLC | — | — |
| Jul 29, 2019 | WAGEWORKS, INC. | DEFM14A | HealthEquity, Inc. | $51.35 | 29% |
| Jul 26, 2019 | Sears Hometown Stores, Inc. | SC 13E3 | ESL Partners, L.P. | — | — |
| Jul 26, 2019 | PCM, INC. | DEFM14A | Insight Enterprises, Inc. | $35.00 | 44% |
| Jul 26, 2019 | HFFGHF Foods Group Inc. | PREM14A | — | $13.30 | 30% |
| Jul 26, 2019 | Acacia Communications, Inc. | PREM14A | Cisco Systems, Inc. | $70.00 | — |
| Jul 26, 2019 | Chesapeake Lodging Trust | DEFM14A | Park Hotels & Resorts Inc. | $11.00 | 31% |
| Jul 25, 2019 | TOTAL SYSTEM SERVICES INC | DEFM14A | Global Payments Inc. | $132.22 | 11% |
| Jul 25, 2019 | Ascent Capital Group, Inc. | DEFM14A | Monitronics International, Inc. | — | — |
| Jul 25, 2019 | ID SYSTEMS INC | DEFM14A | ABRY Partners II, LLC | $8.50 | 47% |
| Jul 23, 2019 | Del Frisco's Restaurant Group, Inc. | PREM14A | L Catterton Management Limited | $8.00 | 21% |
| Jul 19, 2019 | Medidata Solutions, Inc. | DEFM14A | Dassault Systèmes S.E. | $92.25 | — |
| Jul 19, 2019 | SHUTTERFLY INC | PREM14A | Apollo Global Management (Apollo funds via Photo Holdings, LLC) | $51.00 | 31% |
| Jul 19, 2019 | WAGEWORKS, INC. | PREM14A | HealthEquity, Inc. | $51.35 | 29% |
| Jul 18, 2019 | Carter Validus Mission Critical REIT, Inc. | DEFM14A | Carter Validus Mission Critical REIT II, Inc. | $1.00 | 100% |
| Jul 18, 2019 | ASV HOLDINGS, INC. | PREM14A | Yanmar America Corporation | $7.05 | 366% |
| Jul 17, 2019 | HLSQTessera Defense & Homeland Security Inc. | PREM14A | BiomX Ltd. | $9.80 | — |
| Jul 16, 2019 | EL PASO ELECTRIC CO /TX/ | PREM14A | Infrastructure Investments Fund (J.P. Morgan Investment Management) | $68.25 | 17% |
| Jul 16, 2019 | PCM, INC. | PREM14A | Insight Enterprises, Inc. | $35.00 | 44% |
| Jul 16, 2019 | CYPRESS SEMICONDUCTOR CORP /DE/ | DEFM14A | Infineon Technologies AG | $23.85 | 55% |
| Jul 15, 2019 | GOLUB CAPITAL INVESTMENT Corp | DEFM14A | — | $381.89 | 49% |
| Jul 15, 2019 | THESTREET, INC. | DEFM14A | TheMaven, Inc. | $3.09 | 8% |
| Jul 15, 2019 | SMTA Liquidating Trust | PREM14A | Hospitality Properties Trust (HPT) | $2400000000.00 | 100% |
| Jul 12, 2019 | GTECGreenland Technologies Holding Corp. | PREM14A | — | $10.16 | 10% |
| Jul 12, 2019 | AMERIGAS PARTNERS LP | DEFM14A | UGI Corporation | $35.33 | 14% |
| Jul 12, 2019 | Fresh Tracks Therapeutics, Inc. | DEFM14A | Brickell Biotech, Inc. | $60.00 | 0% |
| Jul 12, 2019 | SOTHEBYS | PREM14A | BidFair USA LLC (Next Alt S.à r.l. / Patrick Drahi-linked vehicle) | $57.00 | 61% |
| Jul 11, 2019 | ANADARKO PETROLEUM CORP | DEFM14A | Occidental Petroleum Corporation | $59.00 | 57% |
| Jul 10, 2019 | CNL Healthcare Properties II, Inc. | DEFM14A | — | $9.31 | 100% |
| Jul 10, 2019 | Voltari Corp | DEFM14A | Starfire Holding Corporation | $0.86 | 139% |
| Jul 9, 2019 | Digital Media Solutions, Inc. | DEFM14A | AP VIII CEC Holdings, L.P. | $10.27 | 100% |
| Jul 9, 2019 | BARNES & NOBLE INC | SC TO-T | Chapters Merger Sub Inc. | — | — |
| Jul 8, 2019 | STEWARDSHIP FINANCIAL CORP | PREM14A | Columbia Financial, Inc. | $15.75 | — |
| Jul 8, 2019 | PARADISE INC | DEFM14A | Seneca Foods Corporation | $23.20 | 33% |
| Jul 5, 2019 | INTERNATIONAL SPEEDWAY CORP | SC 13E3 | NASCAR Holdings, Inc. | — | — |
| Jul 5, 2019 | INTERNATIONAL SPEEDWAY CORP | PREM14A | NASCAR Holdings, Inc. | $45.00 | — |
| Jul 3, 2019 | Medidata Solutions, Inc. | PREM14A | Dassault Systèmes S.E. | $92.25 | 33% |
| Jul 3, 2019 | THESTREET, INC. | PREM14A | TheMaven, Inc. | $3.09 | 8% |
| Jul 3, 2019 | Tableau Software Inc | SC TO-T | salesforce.com, inc. | — | — |
| Jul 2, 2019 | Fresh Tracks Therapeutics, Inc. | PREM14A | Brickell Biotech, Inc. | $0.85 | 100% |
| Jul 2, 2019 | CYPRESS SEMICONDUCTOR CORP /DE/ | PREM14A | Infineon Technologies AG | $23.85 | 55% |
| Jun 28, 2019 | CNL Healthcare Properties II, Inc. | PREM14A | — | — | — |
| Jun 28, 2019 | Amplify Energy Holdings LLC | DEFM14A | Midstates Petroleum Company, Inc. | — | — |
| Jun 28, 2019 | ARRAY BIOPHARMA INC | SC TO-T | PFIZER INC | — | — |
| Jun 28, 2019 | ANDEAVOR LOGISTICS LP | DEFM14A | MPLX LP | — | — |
| Jun 26, 2019 | Zayo Group Holdings, Inc. | DEFM14A | EQT Infrastructure IV EUR SCSp, EQT Infrastructure IV USD SCSp, Digital Colony Partners, LP | $35.00 | 14% |
| Jun 26, 2019 | OPCHOption Care Health, Inc. | DEFM14A | HC Group Holdings I, LLC | $64.62 | 50% |
| Jun 26, 2019 | Liberty Expedia Holdings, Inc. | DEFM14A | Expedia Group, Inc. | $46.67 | 36% |
| Jun 25, 2019 | Entegra Financial Corp. | DEFM14A | First Citizens BancShares, Inc. | $30.18 | — |
| Jun 25, 2019 | CRAY INC | DEFM14A | Hewlett Packard Enterprise Company | $35.00 | — |
| Jun 25, 2019 | BUCKEYE PARTNERS, L.P. | DEFM14A | Hercules Intermediate Holdings LLC | $41.50 | 30% |
| Jun 24, 2019 | EMC INSURANCE GROUP INC | PREM14A | Employers Mutual Casualty Company | $36.00 | 50% |
| Jun 24, 2019 | EMC INSURANCE GROUP INC | SC 13E3 | Employers Mutual Casualty Company | — | — |
| Jun 21, 2019 | CONTROL4 CORP | DEFM14A | Wirepath Home Systems, LLC | $23.91 | 38% |
| Jun 20, 2019 | OAK-PBBrookfield Oaktree Holdings, LLC | DEFM14A | — | $49.00 | 8% |
| Jun 19, 2019 | SUNTRUST BANKS INC | DEFM14A | BB&T Corporation (now Truist Financial Corporation) | $64.83 | 11% |
| Jun 17, 2019 | HOPFED BANCORP INC | DEFM14A | First Financial Corporation | $21.00 | 20% |
| Jun 17, 2019 | ARATANA THERAPEUTICS, INC. | DEFM14A | Elanco Animal Health Incorporated | $3.43 | 43% |
| Jun 13, 2019 | SLNGStabilis Solutions, Inc. | DEFM14A | LNG Investment Company, LLC | $0.90 | 0% |
| Jun 12, 2019 | AIFAAll In FutureTech Alliance, Inc. | DEFM14A | Allied Esports Media, Inc. | $10.12 | 25% |
| Jun 12, 2019 | INTERMOLECULAR INC | DEFM14A | EMD Group Holding II, Inc. | $1.20 | 9% |
| Jun 12, 2019 | CRAY INC | PREM14A | Hewlett Packard Enterprise Company | $35.00 | — |
| Jun 11, 2019 | ELECTRONICS FOR IMAGING INC | DEFM14A | Siris Capital Group, LLC | $37.00 | 26% |
| Jun 10, 2019 | AQUANTIA CORP | DEFM14A | Marvell Technology Group Ltd. | $13.25 | 39% |
| Jun 7, 2019 | BUCKEYE PARTNERS, L.P. | PREM14A | IFM Global Infrastructure Fund | $41.50 | 35% |
| Jun 7, 2019 | iFresh Inc | PREM14A | Xiaotai International Investment Inc. | $0.00 | — |
| Jun 7, 2019 | Worldpay, Inc. | DEFM14A | Fidelity National Information Services, Inc. (FIS) | $112.12 | 7% |
| Jun 7, 2019 | CONTROL4 CORP | PREM14A | Wirepath Home Systems, LLC (d/b/a SnapAV) | $23.91 | 38% |
| Jun 3, 2019 | CNFNCFN Enterprises Inc. | DEFM14A | CAKE Software, Inc. | — | — |
| Jun 3, 2019 | Amber Road, Inc. | SC TO-T | Chicago Merger Sub, Inc. | — | — |
| Jun 3, 2019 | ISUN, INC. | DEFM14A | Peck Electric Co. | $0.00 | — |
| Jun 3, 2019 | Zayo Group Holdings, Inc. | PREM14A | Front Range TopCo, Inc. | $35.00 | 14% |
| May 31, 2019 | ELECTRONICS FOR IMAGING INC | PREM14A | Siris Capital Group, LLC | $37.00 | 26% |
| May 31, 2019 | HFF, Inc. | DEFM14A | Jones Lang LaSalle Incorporated | $24.63 | 55% |
| May 29, 2019 | AQUANTIA CORP | PREM14A | Marvell Technology Group Ltd. | $13.25 | 39% |
| May 29, 2019 | GLOBAL BRASS & COPPER HOLDINGS, INC. | DEFM14A | Wieland-Werke Aktiengesellschaft | $44.00 | 36% |
| May 28, 2019 | INTERMOLECULAR INC | PREM14A | EMD Group Holding II, Inc. | $1.20 | 9% |
| May 24, 2019 | Entegra Financial Corp. | PREM14A | First Citizens BancShares, Inc. | $30.18 | 30% |
| May 23, 2019 | Advanced Disposal Services, Inc. | DEFM14A | Waste Management, Inc. | $33.15 | 31% |
| May 23, 2019 | WELLCARE HEALTH PLANS, INC. | DEFM14A | Centene Corporation | $120.00 | 35% |
| May 22, 2019 | CNFNCFN Enterprises Inc. | PREM14A | CAKE Software, Inc. | — | — |
| May 21, 2019 | DCP Holding CO | DEFM14A | DentaQuest, LLC | $3010.00 | 100% |
| May 20, 2019 | WABCO Holdings Inc. | DEFM14A | ZF Friedrichshafen AG | $136.50 | 13% |
| May 20, 2019 | HOMEFED CORP | DEFM14A | Jefferies Financial Group Inc. | $2.00 | — |
| May 16, 2019 | DYNASIL CORP OF AMERICA | SC 13E3 | — | — | — |
| May 14, 2019 | ON Semiconductor Connectivity Solutions, Inc. | DEFM14A | — | $24.50 | 100% |
| May 14, 2019 | Smart & Final Stores, Inc. | SC TO-T | First Street Merger Sub, Inc. | — | — |
| May 13, 2019 | Versum Materials, Inc. | DEFM14A | Merck KGaA, Darmstadt, Germany | $53.00 | 68% |
| May 10, 2019 | Advanced Disposal Services, Inc. | PREM14A | Waste Management, Inc. | $33.15 | 31% |
| May 10, 2019 | GLOBAL BRASS & COPPER HOLDINGS, INC. | PREM14A | Wieland-Werke Aktiengesellschaft | $44.00 | 36% |
| May 9, 2019 | OAK-PBBrookfield Oaktree Holdings, LLC | SC 13E3 | Brookfield Asset Management Inc. | — | — |
| May 9, 2019 | SLNGStabilis Solutions, Inc. | PREM14A | LNG Investment Company, LLC | $0.00 | — |
| May 8, 2019 | Mellanox Technologies, Ltd. | DEFM14A | NVIDIA International Holdings Inc. | $125.00 | — |
| May 8, 2019 | TIER REIT INC | DEFM14A | Cousins Properties Incorporated | $29.44 | 29% |
| May 6, 2019 | CITIZENS FIRST CORP | DEFM14A | German American Bancorp, Inc. | $31.59 | 25% |
| May 6, 2019 | NII HOLDINGS INC | DEFM14A | América Móvil, S.A.B. de C.V. (AMX) | $9.05 | 30% |
| May 3, 2019 | Voltari Corp | SC 13E3 | High River Limited Partnership | — | — |
| May 3, 2019 | PARADISE INC | PREM14A | Gray & Company | $10.90 | 16% |
| May 3, 2019 | ON Semiconductor Connectivity Solutions, Inc. | PREM14A | ON Semiconductor Corporation | $24.50 | — |
| May 3, 2019 | PACKRanpak Holdings Corp. | DEFM14A | Rack Holdings Inc. | $10.00 | 10% |
| May 3, 2019 | Voltari Corp | PREM14A | Carl C. Icahn | $0.86 | 139% |
| May 3, 2019 | TCF FINANCIAL CORP | DEFM14A | — | $21.98 | 5% |
| May 2, 2019 | Liberty Expedia Holdings, Inc. | PREM14A | Expedia Group, Inc. | $46.79 | 37% |
| May 1, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Apr 30, 2019 | NYCAmerican Strategic Investment Co. | SC TO-T | Comrit Investments 1, LP | — | — |
| Apr 30, 2019 | OPCHOption Care Health, Inc. | PREM14A | HC Group Holdings I, LLC | $44.29 | 44% |
| Apr 29, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Apr 26, 2019 | Versum Materials, Inc. | PREM14A | Merck KGaA, Darmstadt, Germany | $53.00 | 68% |
| Apr 26, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Apr 26, 2019 | Churchill Capital Corp | DEFM14A | Onex Partners IV LP and Onex Partners IV GP LP | $67.37 | 67% |
| Apr 25, 2019 | Papa Murphy's Holdings, Inc. | SC TO-T | MTY Columbia Merger Sub, Inc. | — | — |
| Apr 25, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Apr 24, 2019 | Third Coast Midstream, LLC | SC 13E3 | ArcLight Capital Partners, LLC | — | — |
| Apr 24, 2019 | NII HOLDINGS INC | PREM14A | América Móvil, S.A.B. de C.V. (AMX) | $13.50 | 31% |
| Apr 23, 2019 | XEROX CORP | DEFM14A | — | — | — |
| Apr 22, 2019 | Mellanox Technologies, Ltd. | PREM14A | NVIDIA Corporation | $125.00 | — |
| Apr 22, 2019 | FGCPPFG Communities Holdings Inc. | DEFM14A | FedNat Holding Company | $51.00 | — |
| Apr 19, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Apr 18, 2019 | WABCO Holdings Inc. | PREM14A | ZF Friedrichshafen AG | $136.50 | 13% |
| Apr 18, 2019 | ADDVANTAGE TECHNOLOGIES GROUP INC | DEFM14A | Leveling 8 Inc | $10314141.00 | — |
| Apr 18, 2019 | EDSAEdesa Biotech, Inc. | DEFM14A | — | $0.00 | — |
| Apr 16, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Apr 11, 2019 | DCP Holding CO | PREM14A | DentaQuest, LLC | $3010.00 | 100% |
| Apr 9, 2019 | Nightstar Therapeutics plc | DEFM14A | Tungsten Bidco Limited | — | — |
| Apr 9, 2019 | INUVInuvo, Inc. | DEFM14A | ConversionPoint Holdings, Inc. | — | — |
| Apr 9, 2019 | Stira Alcentra Global Credit Fund | DEFM14A | Priority Income Fund, Inc. | — | — |
| Apr 8, 2019 | MedEquities Realty Trust, Inc. | DEFM14A | Omega Healthcare Investors, Inc. | $25.76 | 53% |
| Apr 5, 2019 | MULTI COLOR Corp | DEFM14A | Platinum Equity, LLC | $50.00 | 20% |
| Apr 4, 2019 | ARMPArmata Pharmaceuticals, Inc. | DEFM14A | — | $40.00 | 70% |
| Apr 4, 2019 | REMARK HOLDINGS, INC. | DEFM14A | VDC-MGG Holdings LLC | — | — |
| Apr 1, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Apr 1, 2019 | ISUN, INC. | PREM14A | Peck Electric Co. | $0.00 | — |
| Mar 29, 2019 | NORTHEAST BANCORP /ME/ | DEFM14A | — | — | — |
| Mar 29, 2019 | EDSAEdesa Biotech, Inc. | PREM14A | — | $0.05 | 100% |
| Mar 29, 2019 | ADDVANTAGE TECHNOLOGIES GROUP INC | PREM14A | Leveling 8 Inc | $10314141.00 | — |
| Mar 28, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Mar 27, 2019 | Amcor Flexibles North America, Inc. | DEFM14A | — | — | — |
| Mar 27, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Mar 26, 2019 | Versum Materials, Inc. | SC TO-T | Merck KGaA | — | — |
| Mar 26, 2019 | ULTIMATE SOFTWARE GROUP INC | DEFM14A | Unite Parent Corp. | $331.50 | 32% |
| Mar 25, 2019 | ARMPArmata Pharmaceuticals, Inc. | PREM14A | C3J Therapeutics, Inc. | — | — |
| Mar 25, 2019 | MULTI COLOR Corp | PREM14A | Platinum Equity, LLC | $50.00 | 23% |
| Mar 25, 2019 | FIDELITY SOUTHERN CORP | DEFM14A | Ameris Bancorp | $28.30 | 7% |
| Mar 25, 2019 | Eco-Stim Energy Solutions, Inc. | SC 13E3 | — | — | — |
| Mar 22, 2019 | REMARK HOLDINGS, INC. | PREM14A | VDC-MGG Holdings LLC | — | — |
| Mar 20, 2019 | OSIRIS THERAPEUTICS, INC. | SC TO-T | SMITH & NEPHEW PLC | — | — |
| Mar 20, 2019 | OncoMed Pharmaceuticals Inc | DEFM14A | Mereo BioPharma Group plc | $1.49 | 34% |
| Mar 20, 2019 | Versum Materials, Inc. | DEFM14A | Entegris, Inc. | $1.12 | — |
| Mar 18, 2019 | Nightstar Therapeutics plc | PREM14A | TUNGSTEN BIDCO LIMITED | $25.50 | 30% |
| Mar 18, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Mar 15, 2019 | ELLIE MAE INC | DEFM14A | Thoma Bravo, LLC | $99.00 | 21% |
| Mar 15, 2019 | FGCPPFG Communities Holdings Inc. | PREM14A | FedNat Holding Company | $51000000.00 | — |
| Mar 15, 2019 | XEROX CORP | PREM14A | — | — | — |
| Mar 14, 2019 | FIRST DATA CORP | DEFM14A | Fiserv, Inc. | $26.07 | 30% |
| Mar 13, 2019 | NORTHEAST BANCORP /ME/ | PREM14A | — | — | — |
| Mar 13, 2019 | CAS MEDICAL SYSTEMS INC | DEFM14A | Edwards Lifesciences Holding, Inc. | $2.45 | 56% |
| Mar 11, 2019 | ULTIMATE SOFTWARE GROUP INC | PREM14A | Unite Parent Corp. | $331.50 | 32% |
| Mar 11, 2019 | NEMNEWMONT Corp /DE/ | DEFM14A | — | $0.33 | 35% |
| Mar 11, 2019 | DETERMINE, INC. | DEFM14A | Corcentric, Inc. | $32.00 | 100% |
| Mar 7, 2019 | Spark Therapeutics, Inc. | SC TO-T | ROCHE HOLDINGS INC | — | — |
| Mar 7, 2019 | UQM TECHNOLOGIES INC | DEFM14A | Danfoss Power Solutions (US) Company | $1.71 | 100% |
| Mar 5, 2019 | BLUEGREEN VACATIONS CORP | SC 13E3 | BBX Capital Corp | — | — |
| Mar 4, 2019 | BAYTEX ENERGY USA, INC. | DEFM14A | Penn Virginia Corporation | — | — |
| Mar 1, 2019 | CAS MEDICAL SYSTEMS INC | PREM14A | Edwards Lifesciences Holding, Inc. | $2.45 | 56% |
| Feb 28, 2019 | TOP IMAGE SYSTEMS LTD | PREM14A | Kofax Holdings International Ltd. | $0.86 | 65% |
| Feb 27, 2019 | DETERMINE, INC. | PREM14A | Corcentric Acquisition, LLC | $32.00 | 100% |
| Feb 27, 2019 | ELLIE MAE INC | PREM14A | Thoma Bravo, LLC | $99.00 | 21% |
| Feb 27, 2019 | Churchill Capital Corp | PREM14A | Onex Partners IV LP and Onex Partners IV GP LP | $64.97 | 65% |
| Feb 26, 2019 | SI Financial Group, Inc. | DEFM14A | Berkshire Hills Bancorp, Inc. | $15.79 | 31% |
| Feb 26, 2019 | COTYCOTY INC. | SC TO-T/A | Cottage Holdco B.V. | — | — |
| Feb 25, 2019 | L3 TECHNOLOGIES, INC. | DEFM14A | — | $145.00 | 30% |
| Feb 22, 2019 | CELGENE CORP /DE/ | DEFM14A | Bristol-Myers Squibb Company | $50.00 | 99% |
| Feb 21, 2019 | NEMNEWMONT Corp /DE/ | PREM14A | — | $0.33 | 0% |
| Feb 15, 2019 | Inland Residential Properties Trust, Inc. | SC TO-T | MACKENZIE CAPITAL MANAGEMENT, LP | — | — |
| Feb 15, 2019 | AIFAAll In FutureTech Alliance, Inc. | PREM14A | Allied Esports Media, Inc. | $10.12 | 11% |
| Feb 15, 2019 | Owens Realty Mortgage, Inc. | DEFM14A | Ready Capital Corporation | $1.44 | 44% |
| Feb 14, 2019 | Civitas Solutions, Inc. | DEFM14A | Centerbridge Partners, L.P. | $17.75 | 19% |
| Feb 13, 2019 | OURPETS CO | DEFM14A | Paws Merger Parent, LLC | $1.00 | 54% |
| Feb 13, 2019 | COTYCOTY INC. | SC TO-T | Cottage Holdco B.V. | — | — |
| Feb 13, 2019 | Travelport Worldwide LTD | DEFM14A | Siris Capital Group, LLC | $15.75 | 35% |
| Feb 13, 2019 | Westmoreland Resource Partners, LP | SC 13E3 | WESTMORELAND COAL Co | — | — |
| Feb 11, 2019 | Carey Watermark Investors Inc | SC TO-T | Everest REIT Investors I, LLC | — | — |
| Feb 11, 2019 | UQM TECHNOLOGIES INC | PREM14A | Danfoss Power Solutions (US) Company | $1.71 | 100% |
| Feb 8, 2019 | DOVER DOWNS GAMING & ENTERTAINMENT INC | DEFM14A | Twin River Worldwide Holdings, Inc. | — | — |
| Feb 8, 2019 | FINISAR CORP | DEFM14A | II-VI Incorporated | $26.00 | 38% |
| Feb 7, 2019 | HomeTown Bankshares Corp | DEFM14A | American National Bankshares Inc. | $33.37 | 42% |
| Feb 5, 2019 | Tingo Group, Inc. | SC TO-T | BNN Technology PLC | — | — |
| Feb 5, 2019 | TRIBUNE MEDIA CO | DEFM14A | Nexstar Media Group, Inc. | $46.50 | 34% |
| Feb 5, 2019 | Tingo Group, Inc. | PREM14A | Global Fintech Holdings Ltd. | $1.65 | 93% |
| Feb 5, 2019 | Gaming Partners International CORP | DEFM14A | Angel Holdings Godo Kaisha | $13.75 | — |
| Feb 4, 2019 | NUTRI SYSTEM INC /DE/ | DEFM14A | Tivity Health, Inc. | $38.75 | 39% |
| Feb 4, 2019 | Asterias Biotherapeutics, Inc. | DEFM14A | BioTime, Inc. | $0.71 | 49% |
| Feb 4, 2019 | Griffin Capital Essential Asset REIT, Inc. | DEFM14A | — | $1.05 | — |
| Feb 1, 2019 | OURPETS CO | PREM14A | Paws Merger Parent, LLC | $1.00 | 54% |
| Jan 31, 2019 | Antero Midstream Partners LP | DEFM14A | — | — | — |
| Jan 31, 2019 | STERIS Ltd | DEFM14A | — | — | — |
| Jan 31, 2019 | TRINITY CAPITAL CORP | DEFM14A | Enterprise Financial Services Corp | $1.84 | 34% |
| Jan 30, 2019 | Cimarex Resolute LLC | DEFM14A | — | $35.00 | 60% |
| Jan 30, 2019 | KXINKaixin Holdings | PREM14A | Renren Inc. | $10.07 | 0% |
| Jan 30, 2019 | Nexeo Solutions, Inc. | DEFM14A | TPG Global, LLC | $3.29 | 33% |
| Jan 28, 2019 | Western Midstream Operating, LP | DEFM14A | — | $50.33 | 46% |
| Jan 28, 2019 | National Commerce Corp | DEFM14A | CenterState Bank Corporation | $1.65 | 67% |
| Jan 28, 2019 | PACIFIC OFFICE PROPERTIES TRUST, INC. | SC 13E3 | Shidler Equities L.P. | — | — |
| Jan 25, 2019 | Dominion Energy Midstream Partners, LP | DEFM14A | — | $0.25 | 31% |
| Jan 25, 2019 | TransMontaigne Partners LLC | DEFM14A | ArcLight Energy Partners Fund VI, L.P. | $41.00 | 41% |
| Jan 25, 2019 | NEVADA GOLD & CASINOS INC | DEFM14A | Maverick Casinos LLC | $2.50 | — |
| Jan 24, 2019 | Adynxx, Inc. | DEFM14A | — | $1.64 | 100% |
| Jan 23, 2019 | MINDBODY, Inc. | DEFM14A | Vista Equity Partners Management, LLC | $36.50 | 68% |
| Jan 23, 2019 | SPARTON CORP | DEFM14A | Cerberus Capital Management, L.P. | $18.50 | 41% |
| Jan 23, 2019 | BSB Bancorp, Inc. | DEFM14A | People’s United Financial, Inc. | $32.74 | 10% |
| Jan 22, 2019 | Civitas Solutions, Inc. | PREM14A | Celtic Intermediate Corp. | $17.75 | 19% |
| Jan 22, 2019 | LSC Communications, Inc. | DEFM14A | Quad/Graphics, Inc. | $11.41 | 34% |
| Jan 17, 2019 | WORXSCWorx Corp. | DEFM14A | — | $0.50 | — |
| Jan 17, 2019 | Loxo Oncology, Inc. | SC TO-T | LILLY ELI & CO | — | — |
| Jan 15, 2019 | Travelport Worldwide LTD | PREM14A | Siris Capital Group, LLC | $15.75 | 100% |
| Jan 14, 2019 | Truett-Hurst, Inc. | SC 13E3 | — | — | — |
| Jan 11, 2019 | SPARTON CORP | PREM14A | Cerberus Capital Management, L.P. | $18.50 | 41% |
| Jan 11, 2019 | THESTREET, INC. | DEFM14A | Euromoney Institutional Investor PLC | $1.75 | 48% |
| Jan 9, 2019 | MINDBODY, Inc. | PREM14A | Vista Equity Partners Management, LLC | $36.50 | 68% |
| Jan 9, 2019 | TRIBUNE MEDIA CO | PREM14A | Nexstar Media Group, Inc. | $46.50 | 31% |
| Jan 8, 2019 | NEWFIELD EXPLORATION CO /DE/ | DEFM14A | Encana Corporation | $27.36 | 100% |
| Jan 7, 2019 | Gaming Partners International CORP | PREM14A | Angel Holdings Godo Kaisha | $13.75 | — |
| Jan 4, 2019 | InfraREIT, Inc. | DEFM14A | Oncor Electric Delivery Company LLC | $21.00 | — |